Offer To Purchase: Augusta Resource Corporation

March 10, 2014, 4:15 pm

≫ Next: MATURITY: Synthetic Fixed-Income Securities, Inc.

≪ Previous: Stock Split: Etablissements Delhaize Freres et Cie 'Le Lion' S.A.

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OFFER TO PURCHASE

03/10/2014

NYSE MKT LLC REMINDER                                  REMINDER                                     REMINDER EXCHANGE OFFER  -  "WHEN ISSUED" TRADING

Company		Augusta Resource Corporation
Issue		Common Shares
CUSIP		050912 20 3
Symbol		AZC
Post/Section		07/N

Tender Price
Exchange Offer Terms	0.315 of a share of HudBay Minerals Inc. (NYSE: HBM)  for each Common Share of Augusta Resource Corporation accepted in the Offer.
Quantity Sought	All of the issued and outstanding Common Shares of Augusta Resource Corporation
Purchaser/Offeror	HudBay Minerals Inc.
Expiration Date	March 19, 2014, unless extended
Expiration Time	5:00 P.M., Toronto time (EST)
Withdrawal Date	March 19, 2014 at 5:00 P.M., Toronto time
Guarantee/Protect Period	Three (3) TSX Trading Days
Prospectus Date(s)	February 10, 2014
Depositary/Tel #	Equal Financial Trust Company
Info Agent/Tel #	Kingsdale Shareholder Services Inc. / 1-866-8513214
Dealer Managers/Tel #	Griffiths McBurney Corp. // BMO Capital Markets Corp.

"When Issued" Trading (additional shares) Subject to expiration of the Offer, the additional Common Shares of HudBay Minerals Inc. (Symbol "HBM WI") (CUSIP 443628 10 2) to be issued in the Exchange Offer for Augusta Resource Corporation. will be admitted to "When Issued" Trading on March 20, 2014. (Member organizations trading in the "When Issued" market should submit trade comparison input to NSCC by using the regular CUSIP [443628 10 2] plus the "When Issued" indicator [100].) Sales of HudBay MInerals Inc.  Common Shares in anticipation of receipt against exchange must be made "When Issued", unless sellers are in a position to deliver stock on the settlement date for a trade made regular way. The last day for "When Issued" trading will be on a date to be announced. All "When Issued" trades of HudBay Minerals Inc. will settle on a date to be announced. Member organizations are reminded that all  "When Issued"  trades are on the basis of "when", "as", and "if", and the Exchange reserves the right to cancel such trades or terminate the "When Issued" trading where required or indicated by a change in circumstances.

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MATURITY: Synthetic Fixed-Income Securities, Inc.

March 11, 2014, 8:37 am

≫ Next: Merger - Between Listed Companies: PVR Partners, L.P.

≪ Previous: Offer To Purchase: Augusta Resource Corporation

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MATURITY

03/11/2014

MATURITY /// SUSPENSION REMINDER                                 REMINDER                                    REMINDER THE LAST QUARTERLY DISTRIBUTION ON THE STRATS WILL BE PAID ON MARCH 15, 2014 (SATURDAY) IN THE USUAL MANNER TO RECORD HOLDERS AS OF MARCH 14, 2014 IN THE AMOUNT OF $0.05753423. PER TRUST SECURITY. "GJK" will be quoted "EX-Dividend" on March 12, 2014

Company		Synthetic Fixed-Income Securities, Inc.
Issue		Floating Rate Structured Repackaged Asset-Backed Trust Securities (STRATS) Certificates Series 2004-9 STRATS
CUSIP		86311T 20 8
Symbol		GJK
Post/Section		07/PW

The Floating Rate Structured Repackaged Asset-Backed Trust Securities (STRATS) Certificates Series 2004-9 STRATS by Synthetic Fixed-Income Securities, Inc. were admitted to the list and to trading on the Exchange on July 26, 2004.

Trading Schedule
The Floating Rate Structured Repackaged Asset-Backed Trust Securities (STRATS) Certificates Series 2004-9 STRATS (CUSIP  86311T 20 8) (GJK) issued by Synthetic Fixed-Income Securities, Inc. will be suspended from trading before the opening on Monday March 17. 2014.

Holders at maturity will receive the following:

Principal in the amount of $25 per each Trust Security plus (if any) accrued interest up to the redemption / maturity date.  

Depositary: DTCC                        

Merger - Between Listed Companies: PVR Partners, L.P.

March 11, 2014, 9:55 am

≫ Next: Dividend Notice--Method of Ex-Dividend: Sumitomo Mitsui Financial Group, Inc.

≪ Previous: MATURITY: Synthetic Fixed-Income Securities, Inc.

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MERGER - BETWEEN LISTED COMPANIES

03/11/2014

SUBJECT TO SHAREHOLDER APPROVAL ON MARCH 20, 2014, THE CERTIFICATE OF MERGER IS ANTICIPATED TO BECOME EFFECTIVE BEFORE THE OPENING OF TRADING ON FRIDAY, MARCH 21, 2014

PVR Partners, L.P.

Issue		CUSIP	Symbol	Section/Post
Common Units representing limited partner interests		693665 10 1	PVR	08/TW

Regency Energy Partners LP

Issue		CUSIP	Symbol	Section/Post
Common Units representing limited partner interests		75885Y 10 7	RGP	07/S

Merger Terms	1.020  Regency Energy Partners common units for each common unit of PVR Partners, L.P. held                                  - AND - A one-time cash payment equal to the difference (if positive) between the PVR annualized distribution and the Regency adjusted annualized distribution (see proxy statement dated February 20, 2014 for additional information) Cash will be paid in lieu of fractional shares
Anticipated Merger Effective Date	Before the opening of trading on March 21, 2014
For Additional Information, See Proxy Statement Dated	February 20, 2014

TRADING SCHEDULE Subject to the effectiveness of the merger, the Common Units representing limited partner interests  (CUSIP  693665 101) (PVR) of PVR Partners, L.P.  will be suspended from trading before the opening on Friday March 21, 2014.

Exchange Agent

American Stock Transfer & Trust Company / (800) 937-5449

Dividend Notice--Method of Ex-Dividend: Sumitomo Mitsui Financial Group, Inc.

March 11, 2014, 11:00 am

≫ Next: Dividend Notice--Method of Ex-Dividend: Nomura Holdings, Inc.

≪ Previous: Merger - Between Listed Companies: PVR Partners, L.P.

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Dividend Notice--Method of Ex-Dividend

03/11/2014

Company		Sumitomo Mitsui Financial Group, Inc.
Issue		American Depositary Shares (representing 1/5th of a share of common stock)
CUSIP		86562M 20 9
Symbol		SMFG
Post/Section		08/QZ

TRADES MADE BEGINNING MARCH 26, 2014 WILL BE WITHOUT THE VALUE OF THE DIVIDEND, IF & WHEN DECLARED BY THE COMPANY.

Citibank N.A. as Depositary for Sumitomo Mitsui Financial Group, Inc. has set a US record date of March 28, 2014 in the event that the Company announces a dividend at the next Board of Director's meeting.

Given the fact that the dividend amount, (if any), and declaration by the Company is subject to Board approval, the ADSs of Sumitomo Mitsui Financial Group, Inc. will NOT be quoted "Ex-Dividend" on the NYSE.

ACCORDINGLY, MEMBER ORGANIZATIONS ARE ADVISED THAT ORDERS OF SUMITOMO MITSUI FINANCIAL GROUP, INC. (SMFG) WILL NOT BE ADJUSTED OR CANCELLED.  MEMBER ORGANIZATIONS  MAY, IN THEIR OWN DISCRETION, TAKE ACTION TO CANCEL AND RESUBMIT THEIR ORDERS BEFORE THE OPENING ON MARCH 26, 2014.

ALL TRADES MADE BEGINNING MARCH 26, 2014 WILL BE WITHOUT THE VALUE OF THE DIVIDEND, IF AND WHEN DECLARED.

Amount/Terms	TBA	Ex-Distribution Date	(SMFG) will not be quoted "Ex-dividend" on the NYSE
Payable	TBA
Record Date	March 28, 2014

Depositary Bank:              Citibank N.A.

Dividend Notice--Method of Ex-Dividend: Nomura Holdings, Inc.

March 11, 2014, 11:02 am

≫ Next: Reverse Split: American Eagle Energy Corporation

≪ Previous: Dividend Notice--Method of Ex-Dividend: Sumitomo Mitsui Financial Group, Inc.

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Dividend Notice--Method of Ex-Dividend

03/11/2014

Company		Nomura Holdings, Inc.
Issue		American Depositary Shares (Each representing one share of Common Stock)
CUSIP		65535H 20 8
Symbol		NMR
Post/Section		5/H

TRADES MADE BEGINNING MARCH 26, 2014 WILL BE WITHOUT THE VALUE OF THE DIVIDEND, IF & WHEN DECLARED BY THE COMPANY.

BNY Mellon as Depositary for Nomura Holdings, Inc. has set a US record date of March 28, 2014  in the event that the Company announces a dividend at the next Board of Director's meeting.

Given the fact that the dividend amount, (if any), and declaration by the Company is subject to Board approval, the ADSs of Nomura Holdings, Inc. will NOT be quoted "Ex-Dividend" on the NYSE.

ACCORDINGLY, MEMBER ORGANIZATIONS ARE ADVISED THAT ORDERS OF NOMURA HOLDINGS, INC. (NMR) WILL NOT BE ADJUSTED OR CANCELLED.  MEMBER ORGANIZATIONS  MAY, IN THEIR OWN DISCRETION, TAKE ACTION TO CANCEL AND RESUBMIT THEIR ORDERS BEFORE THE OPENING ON MARCH 26, 2014.

ALL TRADES MADE BEGINNING MARCH 26, 2014 WILL BE WITHOUT THE VALUE OF THE DIVIDEND, IF AND WHEN DECLARED.

Amount/Terms	TBA	Ex-Distribution Date	(NMR) will not be quoted "Ex-dividend" on the NYSE
Payable	TBA
Record Date	March 28, 2014

Depositary Bank:              BNY Mellon

Reverse Split: American Eagle Energy Corporation

March 11, 2014, 2:25 pm

≫ Next: Redemption: Nuveen Dividend Advantage Municipal Fund 3

≪ Previous: Dividend Notice--Method of Ex-Dividend: Nomura Holdings, Inc.

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REVERSE SPLIT

03/11/2014

NYSE MKT LLC On March 10, 2014, American Eagle Energy  announced it intends to commence an underwritten public offering of 10,000,000 shares of the Company's common stock after giving effect to a 1 for 4 reverse stock split that will occur concurrently with pricing of the offering. The Company plans to use the net proceeds from this offering (i) to fund the exercise of its purchase option to acquire a portion of its JV partner's interests in its existing acreage and wells in the Spyglass Area, (ii) to fund a portion of its capital budget for the 12-month period ending December 31, 2014, and (iii) for general corporate purposes, including working capital and additional leasehold acquisitions. The Company has granted the underwriters a 30-day option to purchase up to an additional 1,500,000 shares of common stock.

American Eagle Energy Corporation(OLD)

Issue		CUSIP	Symbol	Section/Post
Common Stock		02554F 10 2	AMZG	11/G

American Eagle Energy Corporation (New)

Issue		CUSIP	Symbol	Section/Post
Common Stock		02554F 30 0	AMZG	11/G

Reverse Split Ratio	1 For 4
Anticipated To Become Effective On		March 13, 2014
Trading Schedule (Old)
"Regular Way" Through	March 13, 2014
"Cash" Only Trading From		Through
Old Company Suspended From Trading Before The Opening On March 14, 2014
Trading Schedule (New)
"Regular Way" Beginning On	March 14, 2014
Agent	Interwest Transfer Company, Inc.

Redemption: Nuveen Dividend Advantage Municipal Fund 3

March 11, 2014, 4:29 pm

≫ Next: Redemption: Nuveen New York AMT-Free Municipal Income Fund

≪ Previous: Reverse Split: American Eagle Energy Corporation

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REDEMPTION:

FULL CALL

03/11/2014

CONDITIONAL REDEMPTION 1 of 2 Notices ALL ORDERS ARE CANCELLED UNDER SYMBOL "NZF PR C" AFTER THE CLOSE OF TRADING TODAY, MARCH 11, 2014 TRADING WILL BEGIN TOMORROW, MARCH 12, 2014 UNDER SYMBOL "NZF PR C CL" REFLECTING A FULLY CALLED ISSUE. The New York Stock Exchange, Inc., has been advised that the following securities have been called for redemption:

Company		Nuveen Dividend Advantage Municipal Fund 3
Issue		MuniFund Term Preferred Shares of Beneficial Interest, $10.00 liquidation preference per share
CUSIP		67070X 50 7
Symbol		NZF PR C
Post/Section		07/QW

Amount Called	ALL	Publicity	March 11, 2014
Conversion Price - Ratio	N/A	Conversion Expiration Date	N/A
Redemption Price	$10.00 per share plus an additional amount representing the final accumulated distribution amounts owed	Redemption Date	April 11, 2014 (If the redemption becomes effective)
Trading Suspended Before The Opening On		April 14, 2014(If the redemption becomes effective)
Redemption Agent	Computershare Inc.
New York Drop

CONDITIONAL REDEMPTION Nuveen Investments today announced that two municipal bond closed-end funds have filed with the Securities and Exchange Commission  notices of  intention to redeem all of their respective outstanding MuniFund Term Preferred (MTP) and Variable Rate MuniFund Term Preferred (VMTP) shares.  The MTP redemption price will be the $10 liquidation preference per share, plus an additional amount representing the final accumulated distribution amounts owed.  Each fund expects to finance the MTP and VMTP share redemptions with the proceeds of newly issued preferred shares and the redemptions are contingent upon the completion of all aspects of such preferred share placements by each Fund, which may not occur as planned.  Official notification of the redemptions will be delivered to MTP and VMTP shareholders of each Fund at a later date through The Depository Trust Company (DTC).

Redemption: Nuveen New York AMT-Free Municipal Income Fund

March 11, 2014, 4:29 pm

≫ Next: Offer To Purchase: Genpact Limited

≪ Previous: Redemption: Nuveen Dividend Advantage Municipal Fund 3

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REDEMPTION:

FULL CALL

03/11/2014

CONDITIONAL REDEMPTION 2 of 2 Notices ALL ORDERS ARE CANCELLED UNDER SYMBOL "NRK PR C" AFTER THE CLOSE OF TRADING TODAY, MARCH 11, 2014 TRADING WILL BEGIN TOMORROW, MARCH 12, 2014 UNDER SYMBOL "NRK PR C CL" REFLECTING A FULLY CALLED ISSUE. The New York Stock Exchange, Inc., has been advised that the following securities have been called for redemption:

Company		Nuveen New York AMT-Free Municipal Income Fund
Issue		MuniFund Term Preferred Shares of Beneficial Interest
CUSIP		670656 30 5
Symbol		NRK PR C
Post/Section		07/QX

Amount Called	ALL	Publicity	March 11, 2014
Conversion Price - Ratio	N/A	Conversion Expiration Date	N/A
Redemption Price	$10.00 per share plus an additional amount representing the final accumulated distribution amounts owed	Redemption Date	April 11, 2014 (If the redemption becomes effective)
Trading Suspended Before The Opening On		April 14, 2014(If the redemption becomes effective)
Redemption Agent	Computershare Inc.
New York Drop

CONDITIONAL REDEMPTION Nuveen Investments today announced that two municipal bond closed-end funds have filed with the Securities and Exchange Commission  notices of  intention to redeem all of their respective outstanding MuniFund Term Preferred (MTP) and Variable Rate MuniFund Term Preferred (VMTP) shares.  The MTP redemption price will be the $10 liquidation preference per share, plus an additional amount representing the final accumulated distribution amounts owed.  Each fund expects to finance the MTP and VMTP share redemptions with the proceeds of newly issued preferred shares and the redemptions are contingent upon the completion of all aspects of such preferred share placements by each Fund, which may not occur as planned.  Official notification of the redemptions will be delivered to MTP and VMTP shareholders of each Fund at a later date through The Depository Trust Company (DTC).

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Offer To Purchase: Genpact Limited

March 12, 2014, 7:49 am

≫ Next: NEW BOND LISTING - PX 20: Praxair, Inc.

≪ Previous: Redemption: Nuveen New York AMT-Free Municipal Income Fund

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OFFER TO PURCHASE

03/12/2014

PARTIAL TENDER / DUTCH AUCTION

Company		Genpact Limited
Issue		Common Share
CUSIP		G3922B 10 7
Symbol		G
Post/Section		06/J

Tender Price	At a Purchase Price Not Greater than $18.00 per Share Nor Less Than $16.50 Per Share.
Exchange Offer Terms
Quantity Sought	Not more than $300,000,000 in value of its Common Stock
Purchaser/Offeror	Genpact Limited
Expiration Date	April 2, 2014, unless extended or withdrawn
Expiration Time	12:00 Midnight, New York City time
Withdrawal Date	April 2, 2014
Guarantee/Protect Period	Three (3) Business Days
Prospectus Date(s)	March 6, 2014
Depositary/Tel #	Computershare Trust Company N.A.
Info Agent/Tel #	Georgeson Inc. (877) 278-4774
Dealer Managers/Tel #	Morgan Stanley & Co. LLC (855) 483-0952

Subject to expiration of the Offer, (if) the Offer is over subscribed, and certain other conditions,, beginning April 3, 2014 ,Genpact Limited., Common Stock will be traded two ways: "Regular Way" - Ticker Symbol: [G] and "When Distributed" - Ticker Symbol: G WD]. (Member organizations trading in the "When Distributed" market should submit trade comparison input to NSCC by using the regular CUSIP [G3922B 10 7] plus the "When Distributed" indicator [100].) Member organizations are reminded that all "When Distributed" trades are on the basis of "when", "as", and "if" distributed, and the Exchange reserves the right to cancel such trades or terminate "When Distributed" trading where required or indicated by a change in circumstances.

NEW BOND LISTING - PX 20: Praxair, Inc.

March 12, 2014, 12:19 pm

≫ Next: Offer To Purchase: The India Fund, Inc.

≪ Previous: Offer To Purchase: Genpact Limited

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NEW BOND LISTING - PX 20

3/12/2014

TO BE ADMITTED TO THE LIST AND TO TRADING: THE BELOW STATED SECURITIES WILL BE ADMITTED TO THE LIST AND TO TRADING AT THE OPENING OF THE TRADING SESSION MARCH 13, 2014 AS NYSE "LISTED" BONDS.  "LISTED" REFERS TO DEBT SECURITIES WHICH HAVE BEEN THE SUBJECT OF A LISTING APPLICATION FILED WITH THE NYSE BY THE ISSUER, THE APPROVAL AND CONTINUED LISTING OF WHICH IS CONDITIONED UPON MEETING SPECIFIED CRITERIA. Issuer: Praxair, Inc.         Issue:  1.500% Notes due 2020         CUSIP:  74005P BK 9 Distributions Accrues from: March 11, 2014         Interest Periods: Annually on March 11 of each year, beginning March 11, 2015 Ticker Symbol:  PX 20 Lead Underwriters:  Credit Suisse / Deutsche Bank / HSBC Prospectus Supplement dated March 4, 2014 to Prospectus dated August 8, 2012.   Denominations:  €100,000 and integral multiples of €1,000 in excess thereof. Maturity:  March 11, 2020 Redemption:-- See Prospectus P/A: €600,000,000

Offer To Purchase: The India Fund, Inc.

March 12, 2014, 12:37 pm

≫ Next: NEW BOND LISTING - HSBC 24 - LISTING STATUS CHANGED FROM TRADED TO LISTED: HSBC Holdings plc

≪ Previous: NEW BOND LISTING - PX 20: Praxair, Inc.

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OFFER TO PURCHASE

03/12/2014

REPURCHASE OFFER // PARTIAL TENDER OFFER

Company		The India Fund, Inc.
Issue		Common Stock
CUSIP		454089 10 3
Symbol		IFN
Post/Section		06/A

Tender Price	Cash equal to 98% of the net asset value (NAV) per share as determined by the Fund at the close of regular trading on New York Stock Exchange on April 4, 2014 or a later date determined by the Fund if the offer is extended
Exchange Offer Terms
Quantity Sought	Up to 15% of the Fund's Outstanding Shares of Common Stock of The India Fund, Inc.
Purchaser/Offeror	The India Fund, Inc.
Expiration Date	April 3, 2014, unless extended
Expiration Time	11:59 P.M., New York City Time
Withdrawal Date	April 3, 2014
Guarantee/Protect Period	Three (3) Business Days
Prospectus Date(s)	March 7, 2014
Depositary/Tel #	Computershare / 1-866-297-1264
Info Agent/Tel #	Georgeson Inc. / (866) 297-1264 or (212) 440-9800
Dealer Managers/Tel #	N/A

"When Distributed" Trading Subject to expiration of the Offer, (if) the Offer is over subscribed, and certain other conditions,beginning April 4, 2014, The India Fund, Inc. Common Stock will be traded two ways: "Regular Way" - Ticker Symbol: [IFN] and "When Distributed" - Ticker Symbol: [IFN WD]. (Member organizations trading in the "When Distributed" market should submit trade comparison input to NSCC by using the regular CUSIP [454089 10 3] plus the "When Distributed" indicator [100].) Member organizations are reminded that all "When Distributed" trades are on the basis of "when", "as", and "if" distributed, and the Exchange reserves the right to cancel such trades or terminate "When Distributed" trading where required or indicated by a change in circumstances.

NEW BOND LISTING - HSBC 24 - LISTING STATUS CHANGED FROM TRADED TO LISTED: HSBC Holdings plc

March 13, 2014, 10:13 am

≫ Next: NEW BOND LISTING - HSBC 44 - LISTING STATUS CHANGED FROM TRADED TO LISTED: HSBC Holdings plc

≪ Previous: Offer To Purchase: The India Fund, Inc.

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NEW BOND LISTING - HSBC 24 - LISTING STATUS CHANGED FROM TRADED TO LISTED

3/13/2014

THE BELOW STATED SECURITIES WILL BE ADMITTED TO THE LIST AND TO TRADING AT THE OPENING OF THE TRADING SESSION March 14, 2014 AS NYSE "LISTED" BONDS.  "LISTED" REFERS TO DEBT SECURITIES WHICH HAVE BEEN THE SUBJECT OF A LISTING APPLICATION FILED WITH THE NYSE BY THE ISSUER, THE APPROVAL AND CONTINUED LISTING OF WHICH IS CONDITIONED UPON MEETING SPECIFIED CRITERIA. Issuer: HSBC Holdings plc Issue:  4.250% Subordinated Notes Due 2024         CUSIP:  404280 AP4     Interest Periods:  March 14 and September 14, commencing September 14, 2014 Ticker Symbol:  HSBC 24 Lead Underwriter(s):  HSBC Securities (USA) Inc. Prospectus Supplement dated March 5, 2014 (To prospectus dated March 22, 2012) Denominations:  $200,000 and integral multiples of $1,000 in excess thereof Maturity:  March 14, 2024 Redemption:  See Prospectus P/A:  $2,000,000,000

NEW BOND LISTING - HSBC 44 - LISTING STATUS CHANGED FROM TRADED TO LISTED: HSBC Holdings plc

March 13, 2014, 10:13 am

≫ Next: Redemption: GMAC LLC

≪ Previous: NEW BOND LISTING - HSBC 24 - LISTING STATUS CHANGED FROM TRADED TO LISTED: HSBC Holdings plc

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NEW BOND LISTING - HSBC 44 - LISTING STATUS CHANGED FROM TRADED TO LISTED

3/13/2014

THE BELOW STATED SECURITIES WILL BE ADMITTED TO THE LIST AND TO TRADING AT THE OPENING OF THE TRADING SESSION March 14, 2014 AS NYSE "LISTED" BONDS.  "LISTED" REFERS TO DEBT SECURITIES WHICH HAVE BEEN THE SUBJECT OF A LISTING APPLICATION FILED WITH THE NYSE BY THE ISSUER, THE APPROVAL AND CONTINUED LISTING OF WHICH IS CONDITIONED UPON MEETING SPECIFIED CRITERIA. Issuer: HSBC Holdings plc Issue:  5.250% Subordinated Notes Due 2044         CUSIP:  404280 AQ2     Interest Periods:  March 14 and September 14, commencing September 14, 2014 Ticker Symbol:  HSBC 44 Lead Underwriter(s):  HSBC Securities (USA) Inc. Prospectus Supplement dated March 5, 2014 (To prospectus dated March 22, 2012) Denominations:  $200,000 and integral multiples of $1,000 in excess thereof Maturity:  March 14, 2044 Redemption:  See Prospectus P/A:  $1,500,000,000

Redemption: GMAC LLC

March 13, 2014, 10:34 am

≫ Next: Redemption: PulteGroup, Inc.

≪ Previous: NEW BOND LISTING - HSBC 44 - LISTING STATUS CHANGED FROM TRADED TO LISTED: HSBC Holdings plc

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REDEMPTION:

FULL CALL

03/13/2014

REMINDER                              REMINDER                              REMINDER The New York Stock Exchange, Inc., has been advised that the following securities have been called for redemption:

Company		GMAC LLC
Issue		7.375% Notes due December 16, 2044
CUSIP		36186C 509
Symbol		GOM CL
Post/Section		07/P

Amount Called	ALL	Publicity	February 12, 2014
Conversion Price - Ratio	N/A	Conversion Expiration Date	N/A
Redemption Price	$25.00 per share plus accrued and unpaid interest up to, but excluding, the redemption date of $0.450694 per share.	Redemption Date	March 14, 2014
Trading Suspended Before The Opening On		March 14, 2014
Redemption Agent	The Bank of New York Mellon
New York Drop

THE COMPANY HAS ADVISED THE NYSE THAT THE ACCRUED MARCH DISTRIBUTION WILL BE PAYABLE TO HOLDERS AS OF THE REDEMPTION DATE AS PART OF THE REDEMPTION PRICE. "GOM CL" will NOT be quoted Ex-Dividend" on the NYSE ALL ORDERS WERE CANCELLED IN SYMBOL "GOM" AFTER THE CLOSE OF TRADING ON FEBRUARY 12, 2014 TRADING BEGAN ON FEBRUARY 13, 2014 UNDER THE SYMBOL "GOM CL" REFLECTING A FULLY CALLED ISSUE.

Redemption: PulteGroup, Inc.

March 13, 2014, 10:35 am

≫ Next: Dividend Notice--Method of Ex-Dividend: Sony Corporation

≪ Previous: Redemption: GMAC LLC

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REDEMPTION:

FULL CALL

03/13/2014

REMINDER                              REMINDER                              REMINDER The New York Stock Exchange, Inc., has been advised that the following securities have been called for redemption:

Company		PulteGroup, Inc.
Issue		7.375% Senior Notes due June 1, 2046
CUSIP		745867 200
Symbol		PHA CL
Post/Section		08/D

Amount Called	ALL	Publicity	February 21, 2014
Conversion Price - Ratio	N/A	Conversion Expiration Date	N/A
Redemption Price	$25.00 per senior note plus accrued and unpaid interest up to, but excluding, the redemption date of $0.122917 per note.	Redemption Date	March 26, 2014
Trading Suspended Before The Opening On		March 26, 2014
Redemption Agent	The Bank of New York Mellon Trust Company
New York Drop

ALL ORDERS WERE CANCELLED IN SYMBOL "PHA" AFTER THE CLOSE OF TRADING ON FEBRUARY 21, 2014 TRADING BEGAN ON MONDAY FEBRUARY 24, 2014 UNDER THE SYMBOL "PHA CL" REFLECTING A FULLY CALLED ISSUE.

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Dividend Notice--Method of Ex-Dividend: Sony Corporation

March 13, 2014, 10:53 am

≫ Next: Dividend Notice--Method of Ex-Dividend: ORIX Corporation

≪ Previous: Redemption: PulteGroup, Inc.

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Dividend Notice--Method of Ex-Dividend

03/13/2014

Company		Sony Corporation
Issue		American Depositary Shares (Each Representing One Share of Dollar Validated Common Stock)
CUSIP		835699 30 7
Symbol		SNE
Post/Section		5/H

TRADES MADE BEGINNING MARCH 26, 2014 WILL BE WITHOUT THE VALUE OF THE DIVIDEND, IF & WHEN DECLARED BY THE COMPANY.

JPMorgan Chase & Co., as Depositary for Sony Corporation has set a US record date of March 28, 2014 in the event that the Company announces a dividend at the next Board of Director's meeting.

Given the fact that the dividend amount, (if any), and declaration by the Company is subject to Board approval, the ADSs of Sony Corporation will NOT be quoted "Ex-Dividend" on the NYSE.

ACCORDINGLY, MEMBER ORGANIZATIONS ARE ADVISED THAT ORDERS OF SONY CORPORATION (SNE) WILL NOT BE ADJUSTED OR CANCELLED. MEMBERS MAY, IN THEIR OWN DISCRETION, TAKE ACTION TO CANCEL AND RESUBMIT THEIR ORDERS BEFORE THE OPENING ON MARCH 26, 2014.

ALL TRADES MADE BEGINNING MARCH 26, 2014 WILL BE WITHOUT THE VALUE OF THE DIVIDEND, IF AND WHEN DECLARED.

Amount/Terms	TBA	Ex-Distribution Date	(SNE) will not be quoted "Ex-dividend" on the NYSE
Payable	TBA
Record Date	March 28, 2014

Depositary Bank:      JPMorgan Chase & Co.

Dividend Notice--Method of Ex-Dividend: ORIX Corporation

March 13, 2014, 10:53 am

≫ Next: Offer To Purchase: Brookfield Office Properties Inc.

≪ Previous: Dividend Notice--Method of Ex-Dividend: Sony Corporation

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Dividend Notice--Method of Ex-Dividend

03/13/2014

Company		ORIX Corporation
Issue		American Depositary Shares (Each representing 1/2 of Common Stock 50 Japanese Yen Par Value)
CUSIP		686330 10 1
Symbol		IX
Post/Section		5/HW

TRADES MADE BEGINNING MARCH 27, 2014 WILL BE WITHOUT THE VALUE OF THE DIVIDEND, IF & WHEN DECLARED BY THE COMPANY.

Citibank, N.A. as Depositary for ORIX Corporation has set a US record date of March 31, 2014 in the event that the Company announces a dividend at its next annual general Meeting.

Given the fact that the dividend amount, (if any), and declaration by the Company is subject to Board approval, the ADSs of ORIX Corporation will NOT be quoted "Ex-Dividend" on the NYSE.

ACCORDINGLY, MEMBER ORGANIZATIONS ARE ADVISED THAT ORDERS OF ORIX CORPORATION (IX)  WILL NOT BE ADJUSTED OR CANCELLED.  MEMBERS MAY, IN THEIR OWN DISCRETION, TAKE ACTION TO CANCEL AND RESUBMIT THEIR ORDERS BEFORE THE OPENING ON MARCH 27, 2014.

ALL TRADES MADE BEGINNING MARCH 27, 2014 WILL BE WITHOUT THE VALUE OF THE DIVIDEND, IF AND WHEN DECLARED.

Amount/Terms	TBA	Ex-Distribution Date	(IX) will not be quoted "Ex-dividend" on the NYSE
Payable	TBA
Record Date	March 31, 2014

Depositary Bank:      Citibank, N.A.

Offer To Purchase: Brookfield Office Properties Inc.

March 13, 2014, 11:18 am

≫ Next: Offer To Purchase: Morgan Stanley Asia-Pacific Fund, Inc.

≪ Previous: Dividend Notice--Method of Ex-Dividend: ORIX Corporation

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OFFER TO PURCHASE

03/13/2014

EXCHANGE OFFER / FORM OF ELECTION REMINDER                                     REMINDER                                        REMINDER

Company		Brookfield Office Properties Inc.
Issue		Common Shares
CUSIP		112900 10 5
Symbol		BPO
Post/Section		05/CW

Tender Price
Exchange Offer Terms	For each Brookfield Office Properties Inc. common share held, holders can elect to receive: USD $20.34 in cash - OR - 1.0 limited partnership unit of Brookfield Property Partners LP (Symbol: BPY) for each Brookfield Office Properties Inc. common share held
Quantity Sought	All common shares of Brookfield Office Properties Inc.
Purchaser/Offeror	Brookfield Property Partners LP, Brookfield Property Spirit Corp. and Brookfield Office Properties Exchange LP
Expiration Date	March 19, 2014, unless extended
Expiration Time	11:59 p.m. Local Toronto Time (EST)
Withdrawal Date	March 19, 2014
Guarantee/Protect Period	Three (3) TSX Trading Days
Prospectus Date(s)	February 11, 2014
Depositary/Tel #	CST Trust Company / 1-800-387-0825
Info Agent/Tel #	CST Phoenix Advisors
Dealer Managers/Tel #

Offered Consideration and Proration Factor  Under the Offer, each Shareholder may elect to receive for each BPO Common Share tendered by such Shareholder, one BPY Unit or $20.34 in cash, subject, in each case, to pro-ration as set out in Section 1 of the Offer, "The Offer". The total number of BPY Units that may be issued under the Offer and any Compulsory Acquisition or Subsequent Acquisition Transaction shall not exceed 186,230,125 and the total amount of cash available under the Offer and any Compulsory Acquisition or Subsequent Acquisition Transaction shall not exceed $1,865,692,297, which equates to approximately 67% and 33%, respectively, of the total number BPO Common Shares to be acquired under the Offer and any Compulsory Acquisition or Subsequent Acquisition Transaction. Shareholders who tender in the Offer but do not make an election between BPY Units and cash will be deemed to have elected to receive BPY Units. Assuming that all Shareholders tendered all their BPO Common Shares for either all cash or all BPY Units, each Shareholder would be entitled to receive $6.71 in cash and 0.67 of a BPY Unit for each BPO Common Share tendered (based on 527,317,970 BPO Common Shares issued and outstanding on a fully-diluted basis), subject to adjustment for fractional shares, as described herein. In light of the total amount of cash available under the Offer and any Compulsory Acquisition or Subsequent Acquisition Transaction ($1,865,692,297) relative to the size of the Offer, it is likely that Shareholders who elect to receive a cash payment for their BPO Common Shares will receive less cash than elected due to pro-ration. Likewise, in light of the total amount of BPY Units available under the Offer and any Compulsory Acquisition or Subsequent Acquisition Transaction (186,230,125 BPY Units) relative to the size of the deal, it is likely that Shareholders who elect to receive BPY Units for their BPO Common Shares will receive some cash due to pro-ration. For complete Information regarding the merger terms, conditions and withholding tax information, See Proxy Statement Dated: February 11, 2014.

Offer To Purchase: Morgan Stanley Asia-Pacific Fund, Inc.

March 13, 2014, 1:04 pm

≫ Next: Redemption: Cousins Properties Incorporated

≪ Previous: Offer To Purchase: Brookfield Office Properties Inc.

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OFFER TO PURCHASE

03/13/2014

Company		Morgan Stanley Asia-Pacific Fund, Inc.
Issue		Common Stock
CUSIP		61744U 10 6
Symbol		APF
Post/Section		07/O

Tender Price	At a price equal to 98% of the per share net asset value (NAV) as of the close of regular trading on the NYSE on April 3, 2014 or if the offer is extended, on the following business day after the date to which the offer is extended.
Exchange Offer Terms
Quantity Sought	Up to 20% of the Fund's Outstanding Shares of Common Stock
Purchaser/Offeror	Morgan Stanley Asia-Pacific Fund, Inc.
Expiration Date	April 2, 2014, unless extended
Expiration Time	11:59 P.M., New York
Withdrawal Date	April 2, 2014
Guarantee/Protect Period	Three (3) Business Days
Prospectus Date(s)	March 6, 2014
Depositary/Tel #	Computershare / (781) 575-2332
Info Agent/Tel #	Georgeson / (866) 654-1722
Dealer Managers/Tel #

Subject to expiration of the Offer, (if) the Offer is over subscribed, and certain other conditions, beginning April 3, 2014, Morgan Stanley Asia-Pacific Fund, Inc. Common Stock will be traded two ways: "Regular Way" - Ticker Symbol: [APF] and "When Distributed" - Ticker Symbol: [APF WD]. (Member organizations trading in the "When Distributed" market should submit trade comparison input to NSCC by using the regular CUSIP [61744U 10 6] plus the "When Distributed" indicator [100].) Member organizations are reminded that all "When Distributed" trades are on the basis of "when", "as", and "if" distributed, and the Exchange reserves the right to cancel such trades or terminate "When Distributed" trading where required or indicated by a change in circumstances.

Redemption: Cousins Properties Incorporated

March 13, 2014, 4:18 pm

≫ Next: Stock Split: Mueller Industries, Inc.

≪ Previous: Offer To Purchase: Morgan Stanley Asia-Pacific Fund, Inc.

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REDEMPTION:

FULL CALL

03/13/2014

ALL ORDERS ARE CANCELLED  IN SYMBOL "CUZ PR B" AFTER THE CLOSE OF TRADING TODAY, MARCH 13, 2014 TRADING WILL BEGIN ON MARCH 14, 2014 UNDER THE SYMBOL "CUZ PR B CL" REFLECTING A FULLY CALLED ISSUE. The New York Stock Exchange, Inc., has been advised that the following securities have been called for redemption:

Company		Cousins Properties Incorporated
Issue		7 1/2% Series B Cumulative Redeemable Preferred Stock
CUSIP		222795 40 3
Symbol		CUZ PR B
Post/Section		07/O

Amount Called	ALL	Publicity	March 13, 2014
Conversion Price - Ratio	N/A	Conversion Expiration Date	N/A
Redemption Price	$25.00 per share, plus accrued and unpaid distributions of $0.30729	Redemption Date	April 14, 2014
Trading Suspended Before The Opening On		April 14, 2014
Redemption Agent	American Stock & Transfer Company, LLC
New York Drop